Our Compliance team manages the regulatory and operational requirements relating to our clients, business partners and markets.
Our Approach
- Onboarding and due diligence of new business partners
- Management and review of Terms of Business Agreements (TOBAs)
- Coordination of regulatory documentation
- Verification of markets and counterparties
- Support with documentation required for international placements
New Business Partners
If you would like to start working with LAR, please contact one of our brokers or our Compliance team, who will be pleased to assist with the onboarding process.
Compliance Contact
Melissa Moreno — Compliance Officer
melissamoreno@larandsons.com | larcompliance@larandsons.com
+44 (0)20 7621 0777